SEBI has proposed merging investor protection funds across equity and commodity markets, introducing a three-year claim limit ...

Three years ago the Ohio Investor Recovery Fund was created to help victims of investment fraud. Fast-forward to today and ...

SEBI launches ‘Validated UPI Handles’ with “@valid” IDs, a unified investor app, and new safeguards to curb cyber fraud and ...

Market regulator Securities and Exchange Board of India (SEBI) has directed Sungold Capital Ltd (SCL)’s chairman and managing ...

A U.S. appeals court tossed out a federal rule intended to provide investors more protections and transparency that Wall Street argued would impose undue regulatory burdens and costs. A cohort of ...

The National Stock Exchange of India (NSE) has reached a new milestone, crossing 120 million unique registered investors on Tuesday.

In 2024, David and Natasha Sharpe, the husband-and-wife duo who ran the firm, were found guilty of fraud. Their misconduct ...

Stretched valuations and the resulting pullback in equities have prompted more interest in long/short fund strategies that can provide some protection against market declines and wild swings, hedge ...

This article was written by Kate Lee, Global Head of Regulatory Enterprise Data, Buket Theobald, Regulatory Data Product Manager & Thomas Labbe, Global Regulatory Product Manager at Bloomberg. The ...

Climate rules, approved by the Securities and Exchange Commission, have been put on pause by the new leadership at the SEC. Former Chairman Gary Gensler has been replaced by more business and investor ...