Sebi has revised the penalty framework for brokers to ensure fairness and uniformity. The new rules replace 'penalty' with ...
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Sebi rationalises stock brokers penalty framework
New Delhi, In a significant step towards enhancing ease of doing business and compliance, markets regulator Sebi on Friday rationalised the penalty framework for stock brokers. As a part of the ...
As per Sebi, the revised penalty framework would also be made applicable to ongoing enforcement proceedings providing major ...
Shares of Critical Metals Corp are trading sharply higher Wednesday morning. The surge follows the announcement of an offtake ...
Choosing the right forex broker in the U.S. isn't just about finding the lowest spreads, it's about trust, regulation, ...
In a major reform aimed at improving the ease of doing business, market regulator Securities and Exchange Board of India ...
According to the note, the broker has reaffirmed its underperform rating on the ASX 200 energy stock with a trimmed price ...
SEBI standardizes penalty framework for stock brokers to reduce inconsistencies and multiple fines, improving compliance and ...
In a move effective October 10, 2025, SEBI and stock exchanges have rationalized and standardized the penalty framework for stock brokers to enhance the ease of doing business and ensure consistency.
For procedural or technical lapses, the term ‘penalty’ will be replaced by ‘financial disincentive’ to avoid unnecessary ...
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