Citadel Securities, which provides trading services to asset managers, banks, broker-dealers and hedge funds, has sued the Securities and Exchange Commission over its decision to approve a new ...

A big part of the outreach is to clearly distinguish Regulation AB asset-backed securities from Exchange Act ABS, especially as new issuers and investors enter the market.

The SEC has issued a Concept Release (Release No. 33-11391) that could reshape disclosure and registration standards for residential mortgage-backed securities (“RMBS”). The SEC is seeking public ...

Prior to the law change, an Illinois investment partnership was a partnership under federal income tax law that met the ...

Senators Britt and Kim introduce the 'Small Entity Update Act' to compel the SEC to modernize its outdated definition of 'small entity' and assess compliance costs. U.S. Senators Katie Britt (R-Ala.) ...

Atkins, who became SEC chair in April, has adopted a markedly different approach from his predecessor Gary Gensler, who ...

The SEC said its officials erred in failing to penalize an “unfair tactic” on Oklahoma’s first touchdown in Saturday’s 24-17 win over Auburn. Oklahoma receiver Isaiah Sategna scored on a 24-yard ...

In a meeting of the Securities and Exchange Commission (SEC), Investor Advisory Committee (IAC), members approved recommendations pertaining to providing greater access to private securities for ...

Cited frequently in comments filed with the SEC this summer was last December's fatal shooting of UnitedHealth CEO Brian Thompson while he was on business in New York City. His accused killer was a ...

WASHINGTON - U.S. Department of Homeland Security Secretary Kristi Noem said on Friday she fired two dozen members of the Federal Emergency Management Agency's (FEMA) IT department, citing "massive ...